Sima Qian · Civilisations

To Transmit, Not to Create

How do you record the past faithfully when every record requires judgment?

From the lesson

A young man travels south to the Yangtze, climbs Mount Kuaiji, and visits the cave of Yu. He is not sightseeing. The history he means to write must run three thousand years, and the documents in the capital will not carry it alone.

The traveller is Sima Qian, and his office as Grand Historian opens the imperial archives to him. He works through the ancient classics and the chronicles. He works through official documents, the genealogies of noble families, inscriptions and monuments. Then he goes out to the historic sites, gathers the local traditions, and interviews the people who keep them. He is no armchair compiler, and the account of the travels is his own.

Gathering is the easy half. A local tradition and a palace chronicle can describe the same death in ways that cannot both be true. Somebody has to decide.

The highest ambition a scholar could hold was to add nothing of his own. Confucius had described himself in a line that hardened into a rule for the whole tradition. The historian does not invent or fabricate; he transmits - he passes on what the records already hold. Fidelity to the real record, rather than free composition, is the whole of the office. On that rule the historian is a conduit and not an author, and the measure of his work is how little of himself survives in it.

Modern historiography answers that nobody has ever done it. Croce, Collingwood, and the postmodernists after them hold that every history is a selective, perspectival construction, and that the ideal of transmission only conceals the historian’s hand. The charge is not that he lied, but that the ideal he served cannot be kept by anyone who writes. If they are right, the principle at the heart of two millennia of Chinese historiography is a self-deception.

Sima Qian aspired to be a faithful transmitter of the real past. The Shiji he actually wrote is crowded with vivid scenes and reconstructed speeches, and it delivers pointed moral verdicts on the men it records. A transmitter is not supposed to have a voice.

His solution was a phrase, repeated at the end of chapter after chapter. Taishigong yue - the Grand Historian says - opens a comment in which Sima Qian speaks in his own voice. There he offers his judgment, his reflection, his evaluation of what the chapter has just narrated. He praises, he blames, he draws the lesson, and sometimes he sets down his own reaction, or what he saw at the place when he travelled there. The phrase always arrives after the narrative, never inside it.

The device does more than mark a change of voice. It separates two things that most history leaves fused. The narration of events aspires to faithful transmission - it reports what happened. The historian’s interpretation and judgment stands apart from it, marked plainly as his own verdict.

The comment became a hallmark of Chinese historiography, and a reader of the Shiji can always tell the record from the verdict. But a clean line between them guarantees nothing about the record itself. It marks where his judgment begins. It says nothing about the reliability of what lies beneath.

This is the opening of the lesson. The rest — the dialogue, the primary source, and the recall — is in the app.

What you'll be able to recall

Explain how Sima Qian gathered and weighed his materials, what the ideal of transmission asked of him, and what he did with his own judgments of the men he recorded.

Leads to Leopold von Ranke.

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