Sima Qian · Civilisations

To Transmit, Not to Create

How Sima Qian actually gathered and weighed his vast materials - travelling, comparing sources, exercising skepticism - within the Confucian ideal of transmitting the past rather than inventing it.

From the lesson

To write a comprehensive history of the entire Chinese world over three thousand years, Sima Qian faced an immense problem of sources: where to find reliable information about the vast sweep of the past, and how to gather and organise it. He drew on every source available: the imperial archives and libraries (to which his position as Grand Historian gave him access), the ancient classics and chronicles, official records and documents, the genealogies of noble families, inscriptions and monuments, and - crucially - his own extensive travels throughout the empire, on which he visited historic sites, gathered local traditions, and interviewed people. He was not an armchair compiler but an active gatherer of materials from across his world.

Sima Qian worked within a powerful Confucian ideal about the proper role of the scholar and historian, expressed in Confucius’s own famous self-description: ‘I transmit but do not create; I am faithful to and love the ancients.’ The historian’s task, on this ideal, is not to invent or fabricate but to transmit faithfully the records and traditions of the past - to preserve and pass on what really happened, drawing on and being faithful to the sources, rather than freely composing fiction or imposing one’s own inventions. This ideal of faithful transmission, of fidelity to the actual records and traditions of the past rather than free invention, is a foundational principle of history: the commitment to record what actually happened, faithfully and truthfully, rather than to make things up. Sima Qian aspired to be a faithful transmitter of the real past.

Sima Qian developed a distinctive device that became a hallmark of Chinese historiography: the personal comment, introduced by the phrase ‘The Grand Historian says’ (taishigong yue), appended to many chapters. In these comments, Sima Qian steps forward in his own voice to offer his judgment, reflection, or evaluation of the events and figures he has narrated - praising or blaming, drawing lessons, expressing his own views, sometimes recording his personal reactions or the impressions from his travels. This device cleanly separates the narration of events (which aspires to faithful transmission) from the historian’s interpretation and judgment (clearly marked as his own personal comment) - distinguishing the record from the verdict, the facts from the historian’s evaluation of them. It is a sophisticated solution to the problem of combining faithful transmission with the historian’s necessary interpretation and judgment.

This is the opening of the lesson. The rest — the dialogue, the primary source, and the recall — is in the app.

What you'll be able to recall

You learned that Sima Qian gathered sources critically and worked within the ideal of transmitting rather than creating. Explain his method and the tension between faithful transmission and the historian’s judgment, in your own words.

Leads to Leopold von Ranke.

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